A licensed broker-dealer built for cross-border complexity.

Global Alliance Securities, LLC ("GA") unites the business and financial demands of investors, broker-dealers, and issuers by providing highly customized, flexible, and cost-effective corporate finance solutions to its clients.

As a licensed broker-dealer, GA meets the challenge of delivering specialized services by drawing on the long and extensive experience of our team in cross-border transactions, international trading and settlement, 15a-6 services, and investment banking. By identifying the needs and requirements of each client, we prepare a customized approach to every transaction.

Cross-border services & 15a-6 chaperoning

As part of our cross-border practice, we specialize in services to non-U.S. broker-dealers under SEC Rule 15a-6 — commonly referred to in the financial industry as "chaperoning." These services help non-U.S. broker-dealers gain access to major U.S. institutional and U.S. institutional investors. GA professionals assist foreign securities firms in navigating the complexities of complying with U.S. rules and regulations relevant to the offering of foreign securities and investment services to U.S. institutional investors.

Investment banking & EB-5

As part of GA's investment banking services, GA originates EB-5 direct investments through participation in private securities offerings with U.S. companies — locating foreign investors who seek permanent U.S. residency through the EB-5 visa program by making capital investments into job-creating companies and projects. GA guides U.S. companies through funding projects, providing advice on corporate structure, business planning, and job-creation analysis, and introduces these companies to accredited foreign investors seeking qualified investments under the EB-5 program. These services benefit our communities by creating job opportunities within the United States.

Areas of specialization

• 15a-6 / Chaperoning
• Clearance Services
• Private Placements
• Reverse Mergers
• Mergers & Acquisitions
• Divestitures
• Sale Transactions
• Restructurings

*Rule 15a-6 affords certain exemptions from U.S. registration requirements to foreign broker-dealers utilizing the "chaperoning" services of properly registered U.S. securities firms. Global Alliance Securities, LLC is a licensed broker-dealer and investment banking firm located at 2464 Darts Cove Way, Charleston (Mt. Pleasant), South Carolina 29466.