Decades of combined experience in cross-border securities and 15a-6 chaperoning.
Our principals bring more than three decades of combined experience in 15a-6 chaperoning, international trading and settlement, investment banking, and EB-5 investment.
A founder of Global Alliance Securities, John has decades of experience in cross-border securities, 15a-6 chaperoning, international trading and settlement, and EB-5 investment. He has spoken on cross-border broker-dealer matters at industry conferences and in financial media.
Jennifer leads the firm’s operations and chaperoning practice, working directly with foreign broker-dealers to structure compliant access to U.S. institutional investors and to ensure smooth settlement and clear communications.
For chaperoning inquiries, contact our team at operations@gassec.com or 212-878-6500.
Reach out to discuss 15a-6 chaperoning, investment banking, or EB-5 origination.
The Harbor, 2464 Darts Cove Way, Charleston (Mt. Pleasant), SC 29466 · Office: 212-878-6500 · Fax: 212-878-6597