Global Alliance Securities, LLC unites the business and financial demands of investors, broker-dealers, and issuers — delivering SEC Rule 15a-6 chaperoning, investment banking, and cross-border execution with the discretion institutions require.
Global Alliance Securities, LLC unites the business and financial demands of investors, broker-dealers, and issuers through highly customized, flexible, and cost-effective corporate finance solutions.
By drawing on decades of experience in cross-border transactions, international trading and settlement, 15a-6 services, and investment banking, our team identifies each client's needs and prepares a tailored approach to every transaction.
We navigate the complexities of U.S. rules and regulations so foreign securities firms can reach U.S. institutional investors with confidence.
Chaperoning is the core of what we do — and the reason most non-U.S. firms come to Global Alliance.
We bridge the gap between foreign registered broker-dealers and U.S.-based institutional investors. With more than 30 years of experience, our team helps non-U.S. firms navigate the complexities of U.S. compliance and reach major institutional investors.
Alongside our flagship 15a-6 practice, Global Alliance advises and executes across the capital lifecycle — a one-stop partner for issuers, investors, and broker-dealers.
Customized capital-raising for public and private clients — including initial public offerings, secondary offerings, and private placements to fuel the next stage of growth.
Learn more →Structured access to public equity markets, helping fast-growing companies raise the capital required to scale through disciplined market execution.
Learn more →Corporate structure, business planning, restructurings, and divestitures — advisory tailored to the realities of each client's market and objectives.
Learn more →Buy-side and sell-side guidance through reverse mergers, sale transactions, and acquisitions — managed with clear communication at every step.
Learn more →Originating EB-5 direct investments — connecting accredited foreign investors seeking U.S. residency with job-creating American companies and projects.
Learn more →Long, extensive experience in international trading, settlement, and investment banking across multiple jurisdictions and market structures.
A licensed broker-dealer and member of FINRA and SIPC, operating with the compliance rigor that institutional counterparties demand.
Highly customized, flexible, and cost-effective corporate finance — a tailored approach prepared for each individual transaction.
We believe regulatory transparency builds institutional trust. Review our disclosures, verify our registration, and access the documents that govern our client relationships — all in one place.
Whether you are a foreign broker-dealer seeking a 15a-6 chaperone or a company exploring capital options, our team is ready to design a tailored approach.
The Harbor, 2464 Darts Cove Way, Charleston (Mt. Pleasant), SC 29466 · Office: 212-878-6500 · Fax: 212-878-6597